enforcement

  • SEC filed record number of cases in 2011

    In the immortal words of Christopher Wallace, “What you gonna do when Big Poppa comes for you?” American companies may want to ponder this pontification, and remain vigilant in their compliance efforts, as the Securities and Exchange Commission (SEC) filed a record number of cases in the fiscal year that...

  • Litigation: Dodd-Frank: One year later

    While the Act already has added procedural and substantive provisions impacting securities litigation and enforcement, it will continue to change the landscape for years to come.

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