About the Author
Ralph A. Siciliano
Ralph A. Siciliano is a partner in Tannenbaum Helpern Syracuse & Hirschtritt LLP’s Litigation & Dispute Resolution Practice and heads the firm’s Governmental and Regulatory Investigations Practice. He represents investment advisors, private funds, broker-dealers and their associated persons, and officers and directors of publicly held companies in connection with investigations and enforcement proceedings brought by federal and state authorities and self-regulatory organizations, including the SEC, CFTC, FINRA, offices of the United States Attorney, and State Attorneys General. He advises clients on securities and corporate compliance and regulatory matters and is reachable at 212.508.6718 or at email@example.com.
Insider trading issues are again dominating the headlines.
On Feb. 27, the U.S. Supreme Court held in a unanimous ruling in Gabelli v. SEC that actions by the Securities and Exchange Commission (SEC) for civil penalties must be brought within five years from the date on which the claim first accrued, as opposed to five years from discovery...
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