About the Author

Ralph A. Siciliano

Ralph A. Siciliano

Ralph A. Siciliano is a partner in Tannenbaum Helpern Syracuse & Hirschtritt LLP’s Litigation & Dispute Resolution Practice and heads the firm’s Governmental and Regulatory Investigations Practice. He represents investment advisors, private funds, broker-dealers and their associated persons, and officers and directors of publicly held companies in connection with investigations and enforcement proceedings brought by federal and state authorities and self-regulatory organizations, including the SEC, CFTC, FINRA, offices of the United States Attorney, and State Attorneys General. He advises clients on securities and corporate compliance and regulatory matters and is reachable at 212.508.6718 or at siciliano@thsh.com.  

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