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Alex Romain

About the Author

Alex Romain

Alex G. Romain is a partner at Williams & Connolly LLP, where he concentrates his practice on securities litigation and professional liability defense. He can be contacted at (202) 434-5164 or aromain@wc.com.

Litigation: 2nd Circuit steps up to the plate on short-swing profits

By Alex Romain | February 7, 2012

Court’s ruling finds Section 16(b) of 1934 Act doesn’t provide short-swing exemption in issuer-solicited deal
Litigation: Martin Act doesn’t preclude all common-law claims

By Alex Romain | January 5, 2012

Common-law claims in New York preempted only if they are solely predicated on the Act
Litigation: Seek court’s guidance on potentially privileged emails

By Alex Romain | December 22, 2011

ABA opinion provides guidance to corporate counsel regarding employee’s privileged emails.

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