Compliance programs require a team effort

GCs, CCOs must not be afraid of what they don’t know, and must work together and with the board to proactively deal with compliance matters

“What I see thematically is, all these folks – in-house GCs, CCOs, CFOs – they know what they know and are afraid of what they don’t know.”

These are the words of Todd Cipperman, founding principal of Cipperman Compliance Services, a company that offers regulatory advice. Cipperman has two decades of experience in the financial services industry and has a unique perspective on regulatory and compliance issues.

Senior Editor and Community Manager

author image

Rich Steeves

Richard P. Steeves is Senior Editor and Community Manager of InsideCounsel magazine, where he covers the intellectual property and compliance beats. Rich earned a B.A....

Bio and more articles

Join the Conversation

Advertisement. Closing in 15 seconds.