SEC releases draft of four-year strategic plan

The SEC plans to step up regulatory authority as outlined in its 2014-2018 strategic plan draft

As it continues to build on the success of the Office of the Whistleblower, the Securities and Exchange Commission (SEC) released a draft of its four-year strategic plan, which is open for public comment through March 10. The SEC outlined more than 70 initiatives intended to improve its efficiency and effectiveness.

The SEC said the ever-increasing global environment of financial and securities markets has influenced its goals and priorities, noting, however, that “no plan can anticipate all possible scenarios.”

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Erin E. Harrison

Erin E. Harrison is the Editor in Chief of InsideCounsel magazine. Harrison’s professional background includes extensive expertise in both print and online media, highlighted by...

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