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E-discovery: Assisting e-discovery compliance through effective communication

How to balance the needs of both in-house and outside stakeholders

While it may seem self-evident, effective and continuous communication between the relevant stakeholders is a key aspect to successfully managing e-discovery in response to litigation. This is particularly true given the tasks that must be completed, the often short deadlines for completion of these tasks and the potential consequences of failing to comply with the e-discovery obligations under the Federal Rules. Although this principal applies to both plaintiffs and defendants, it can often be more important to defendants who received little or no advance notice of the impending lawsuit.

In-house stakeholders include corporate counsel responsible for overseeing the litigation, the company’s IT and records departments and individual custodians of relevant electronically stored information (ESI), among others. This group’s role typically involves identifying relevant custodians and their electronic files, identifying other counsel for purposes of privilege screening, identifying shared drives and databases, locating back-up tapes or other archived storage, determining whether archived data is reasonably accessible and identifying any important issues to help focus the ESI collection and review. This group is particularly important to e-discovery in response to litigation because its members are the most likely to have the internal knowledge necessary to respond to ESI demands.

A contract review firm can become an additional stakeholder when retained for the litigation. This group includes the project leader, the contract firm’s IT specialist and the review team, among others. This group’s role typically includes ensuring that the document review guidelines for the review team are manageable and understandable, assisting in the ESI collection efforts, reviewing the ESI and ensuring the review is completed within the required timeframe. This group is important because, when managed correctly, it can theoretically handle at least some of the e-discovery efforts at a reduced cost to the client.

Given these different stakeholders and their sometimes overlapping responsibilities, it is hardly surprising that things can (and do) go wrong during the e-discovery process. Having been involved in numerous e-discovery efforts in complex IP litigation over the years, I am confident that “Murphy’s Law” applies. Typical errors can include missed custodians, overlooked databases, overly broad search terms that provide irrelevant “hits,” the review team getting a 500 GB hard drive of ESI two weeks before a cut-off date, inadvertently missing privileged documents or names of attorneys who authored or received privileged communications, and other errors that require the legal team to redo some or all of the e-discovery.

In addition to the obvious cost benefits of having an efficiently managed project, effective communication can improve the defensibility of the company’s efforts. It is harder for a court to find fault when a mistake is made despite the reasonable and documented efforts by the party.

While good communication is important, there is no communication network that necessarily works best in all situations. The best approach will normally be on a case-by-case basis based on the identity of the stakeholders, the issues raised by the litigation and the practical issues associated with identifying and collecting relevant ESI.

Contributing Author

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R. Eric Hutz

R. Eric Hutz is a patent litigation, licensing, and counseling partner at Connolly Bove Lodge & Hutz LLC. He represents clients in various patent and...

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